Legal Compliance Manager*in - #2202977

• S+P Compliance Services is a leading provider of integrated compliance solutions across Europe.


• As a certified full-service compliance partner (ISO 9001 & ISO/IEC 27001), we support banks, investment firms, FinTechs, and asset managers with scalable, audit-proof and technology-driven compliance systems.


• We combine regulatory expertise with digital innovation – helping clients navigate complex frameworks like DORA, AMLA, ESG, and MiCA.

As a Legal Compliance Manager, you’ll become a key part of our interdisciplinary team – working hands-on with our clients to meet evolving regulatory obligations.

Your main tasks:

• Regulatory Monitoring & Legal Assessment
  
  Track and evaluate updates across relevant frameworks (e.g. WpIG, KAGB, MaRisk, GwG, DORA, AMLA)


• Risk Assessments
  
  Conduct and enhance internal risk analyses


• Implementation Concepts & Advisory
  
  Develop actionable compliance concepts and support implementation


• Client Interaction & Authority Coordination
  
  Support audits, reporting processes, and supervisory communications

Industries & Client Segments

• Banks and financial institutions


• Capital management companies & investment firms


• FinTechs, crypto service providers and payment institutions


• ESG-driven and regulated non-financial corporates

• Several years of professional experience in compliance, regulatory risk or legal advisory


• Ideally a background with a Big Four firm, legal consultancy, or regulated financial institution


• Solid knowledge of German and EU regulatory frameworks


• Independent working style, a collaborative mindset and a passion for digital solutions

• Structured training and certification for Compliance Officers


• Career development in a future-proof and fast-growing RegTech environment


• Access to high-profile client mandates – from onboarding to strategic outsourcing


• Remote work, flexible hours, and a professional, supportive team

S+P Compliance Services – Where Regulation Meets Innovation.

Your compliance. Our mission.